In this July 1, 2014 photo, former Iowa State
University researcher Dong-Pyou Han leaves the federal courthouse in Des
Moines, Iowa. (AP Photo/Charlie Neibergall)
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A former Iowa State University scientist who altered blood
samples to make it appear he had achieved a breakthrough toward a potential
vaccine against HIV was sentenced Wednesday to more than 4 ½ years in prison
for making false statements in research reports.
Dong-Pyou Han, 58, also
must pay US$7.2 million to a federal government agency that funded the
research. He entered a plea agreement in February admitting guilt to two counts
of making false statements.
Government prosecutors
said Han's misconduct dates to 2008 when he worked at Case Western Reserve
University in Cleveland under professor Michael Cho, who was leading a team
testing an experimental HIV vaccine on rabbits. Cho's team began receiving NIH
funding, and he soon reported the vaccine was causing rabbits to develop antibodies
to HIV, which was considered a major breakthrough. Han said he initially
accidentally mixed human blood with rabbit blood making the potential vaccine
appear to increase an immune defense against HIV, the virus that can cause
AIDS. Han continued to spike the results to avoid disappointing Cho, his
mentor, after the scientific community became excited that the team could be on
the verge of a vaccine.
Associated Press report continues:
Iowa State recruited Cho
in 2009, and his team — including Han — continue the research with NIH funding.
A group of researchers at Harvard University found in January 2013 the
promising results had been achieved with rabbit blood spiked with human
antibodies.
Han's attorney Joseph
Herrold, a federal public defender, asked for probation instead of prison.
"Here, there is
little reason to believe that Dr. Han has not already been deterred from any
future criminal conduct. His conduct is aberrational in an otherwise admirable
life," Herrold wrote in a sentencing report filed Monday. "He regrets
the hurt he has caused to his friends and colleagues, the damage he has caused
to government funded scientific research, and the pain he has caused any
members of the public who had high hopes based on his falsehood."
Herrold said Han has lost
the ability to work in his field of choice and is likely to be deported by
immigration officials "and possibly never permitted to return,"
separating him from his wife and two adult children who are U.S. citizens. Han,
who was born in Seoul, South Korea, is a lawful permanent U.S. resident.
Government prosecutors
sought prison time to serve as a deterrent to Han and others who might consider
research fraud.
"It is important
that we stand up not just for punishing the fraud committed against the United
States government, but for the research that should be legitimately taking
place on this devastating disease," U.S. Attorney Nicholas A. Klinefeldt
said in a statement.
Judge James Gritzner
sentenced Han to 57 months in prison and three years of supervision upon
release. Han must repay the National Institutes of Health US$7.2 million.
Cho's team continues to
work on the vaccine at ISU and has subsequently obtained funding.
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